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Maxim Group operates as a full-service investment bank, securities, and wealth management firm headquartered in Midtown Manhattan. It provides a comprehensive suite of financial services, including investment banking, global institutional sales, equity research, fixed income and derivatives trading, merchant capital, private wealth management, and prime brokerage. The firm delivers customized financial solutions and expert guidance within capital markets.
Established in 2002, the company was founded as an independent, fully employee-owned entity. This structure was designed to offer tailored solutions for corporate clients, institutional investors, and high-net-worth individuals. This independent foundation fostered a deep commitment to client success through personalized strategies from inception.
Maxim Group serves corporate clients, institutional investors, and high-net-worth individuals. Its vision focuses on delivering expert guidance and strategic solutions, empowering clients to navigate U.S. capital market complexities. The firm strives to build lasting success and robust financial partnerships across its diverse client base.
Key people at Maxim Group.
Maxim Group was founded in 2002 by Clifford A. Teller (Founder and Co-President).
Maxim Group was founded in 2002 by Clifford A. Teller (Founder and Co-President).
# High-Level Overview
Maxim Group is a full-service investment banking, securities, and wealth management firm headquartered in midtown Manhattan.[1][2] Founded in 2002, the firm operates as a registered broker-dealer providing a comprehensive range of financial services to corporate clients, institutional investors, and high net worth individuals.[1][4]
The firm's service offerings span investment banking advisory, private wealth management, global institutional equity and fixed income sales and trading, equity research, derivative products, and prime brokerage services.[1] Rather than focusing on a single investment philosophy or sector specialization, Maxim Group positions itself as a diversified financial services provider serving multiple client segments across different asset classes and market segments.
# Origin Story
Maxim Group was established in 2002 as a full-service investment banking and securities firm.[1] The company built its foundation in New York's financial center, establishing itself in midtown Manhattan where it has developed into a multi-service financial institution. The firm's evolution reflects a strategy of expanding service capabilities across investment banking, trading, research, and wealth management rather than specializing in a narrow niche.
# Core Differentiators
# Role in the Broader Financial Landscape
Maxim Group operates within the competitive investment banking and securities industry, where mid-sized firms occupy a distinct position between boutique specialists and large global institutions. The firm's full-service model reflects the broader industry trend of consolidation and service integration, where clients increasingly seek single-provider relationships for multiple financial services. As a New York-based firm with institutional and wealth management capabilities, Maxim Group participates in both the institutional capital markets ecosystem and the private wealth management sector, positioning itself to benefit from both institutional trading volumes and high net worth asset growth.
# Quick Take & Future Outlook
Maxim Group's diversified service model positions it to capture opportunities across multiple market segments, though it faces ongoing competition from larger, better-capitalized institutions and specialized boutiques. The firm's continued relevance will likely depend on its ability to maintain institutional relationships, adapt to evolving market structure changes, and compete effectively in wealth management—a sector experiencing significant consolidation and technology-driven disruption. As financial services increasingly emphasize digital capabilities and specialized expertise, Maxim Group's challenge will be balancing its full-service positioning with the need for differentiation in specific high-value areas.
Key people at Maxim Group.
